Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Michael Isaac is an investment advisor representative, with a focus on providing asset allocation advice, financial planning, and portfolio management for businesses and individuals. Dwayne has been active in the financial services industry for over 20 years, and has held various roles at firms such as Citigroup Global Markets Inc., CitiCorp Investment Services, and Chase Investment Services Corp. Dwayne is licensed to provide investment advisory services in several states including California, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/29/2007 - Present
Citigroup Global Markets Inc. (LOS ANGELES CA)
NY
01/13/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IL
10/01/2003 - 12/14/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/27/2000 - 05/09/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
10/29/1999 - 06/16/2000
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
10/29/1999 - 10/29/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 09/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dwayne Isaac is the right advisor for you? Invested Better is here to help.
