Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Mccord Deatherage is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Dwayne has been in the financial services industry since June 1999. Dwayne is a licensed investment advisor representative in the state of North Carolina, and holds the Series 6, 7, 63 and 65 licenses, as well as the SIE exam. Dwayne's firm, Raymond James Financial Services Advisors, Inc., has over 1,000,000 client accounts and over $300 billion in assets under management. Dwayne specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
11/09/2017 - Present
Raymond James Financial Services Advisors, Inc. (CHARLOTTE NC)
NC
05/05/2014 - 11/13/2017
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
04/12/2013 - 05/06/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (GASTONIA NC)
NC
06/25/2003 - 04/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
MN
01/02/2003 - 03/19/2003
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MO
10/01/2000 - 04/20/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
05/16/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
06/23/1997 - 05/05/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
IA
Issued 06/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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