Unclaimed
Dwayne Masaaki Arakaki is a financial advisor with Osaic Wealth, Inc. located in Honolulu, HI. Dwayne has been in the financial industry since 2006. Dwayne is registered with the state of Hawaii and California, and holds Series 6, 7, 63, 65 and SIE licenses. Dwayne's experience includes providing financial advice to individuals and entities, including insurance and investment products. Dwayne specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, Portfolio Management for Businesses and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
11/07/2022 - Present
Osaic Wealth, Inc. (HONOLULU HI)
CA
07/26/2012 - 11/10/2022
LPL FINANCIAL LLC (SANTA ROSA CA)
CA
02/15/2012 - 07/26/2012
AMERIPRISE FINANCIAL SERVICES, INC. (SANTA ROSA CA)
CA
04/30/2007 - 02/17/2012
SIGNATOR INVESTORS, INC. (ROHNERT PARK CA)
CA
08/21/2006 - 01/05/2007
SIGNATOR INVESTORS, INC. (CONCORD CA)
IA
Issued 06/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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