Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Clendaniel is an investment advisor representative with LPL Financial LLC. Dwayne has been in the industry since 1991. Dwayne has a Series 7, Series 63, and Series 65 license and holds a SIE certification. Dwayne has been registered with the Securities and Exchange Commission (SEC) since 1999 and is registered in 29 states. Dwayne is a registered representative of LPL Financial LLC, a registered investment advisor, member FINRA/SIPC. LPL Financial LLC is a registered investment advisor and broker-dealer. The firm provides a wide range of investment products and services to individuals, families, businesses, and institutions. LPL Financial LLC manages over $463 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/28/2012 - Present
LPL Financial LLC (GREER SC)
NC
12/11/2002 - 02/16/2012
CUNA BROKERAGE SERVICES, INC. (CHARLOTTE NC)
KY
09/23/1999 - 11/11/2002
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
CO
06/29/1994 - 10/01/1999
AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)
NA
07/12/1991 - 07/21/1994
F.N. WOLF & CO., INC.
IA
Issued 09/11/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Dwayne Clendaniel is the right advisor for you? Invested Better is here to help.
