Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Grady is a financial advisor with over 30 years of experience in the financial services industry. Dwayne holds a variety of licenses and registrations, including Series 7, 24, and 63. He is also registered as an investment advisor representative with Prime Capital Financial and is a registered Investment Advisor Representative with Mercer Allied Company, L.P. Dwayne has worked with a number of firms throughout his career, including Goldman Sachs & Co. LLC, Cetera Advisor Networks LLC, and Ameriprise Financial Services, Inc. Dwayne offers a variety of financial services, including financial planning, portfolio management, and retirement planning. He is committed to providing personalized service to his clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
09/29/2023 - Present
Prime Capital Financial (OVERLAND PARK KS)
MD
09/03/2020 - 10/27/2023
MERCER ALLIED COMPANY, L.P. (BETHESDA MD)
MD
09/01/2020 - 10/27/2023
GOLDMAN SACHS & CO. LLC (BETHESDA MD)
MD
11/01/2017 - 09/01/2020
CETERA ADVISOR NETWORKS LLC (BETHESDA MD)
MD
10/10/2005 - 11/01/2017
GIRARD SECURITIES, INC. (BETHESDA MD)
MN
12/12/1995 - 10/10/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/12/1995 - 10/10/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
10/11/1992 - 01/12/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 12/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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