Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Calton is an active advisor with over 45 years of experience in the financial industry. Dwayne is a Registered Representative and Investment Advisor Representative. Dwayne currently works at Calton & Associates, Inc., where Dwayne has been employed since September 1987. Dwayne has a broad range of licenses and certifications, including Series 1, 4, 7, 14, 24, 27, 52, 53, 55, 57, 63, 66, 79, 99 and SIE. Dwayne is also licensed to practice in California, Florida, Illinois, North Carolina, Texas, and Virginia. Dwayne has 206 clients classified as high-net-worth individuals, and 131 clients are pension and profit-sharing plans. Dwayne's firm, Calton & Associates, Inc. manages over $1.2 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
06/30/2006 - Present
Calton & Associates, Inc. (TAMPA FL)
NA
04/07/1977 - 12/10/1987
BUCHANAN & CO., INC.
BOTH
Issued 06/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/22/1994
Series 4 - Registered Options Principal Examination
BC
Issued 02/08/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/27/1983
Series 24 - General Securities Principal Examination
BC
Issued 06/11/1981
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 05/24/1980
Series 1 - Registered Representative Examination
BC
Issued 04/14/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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