Unclaimed
Dwayne Kitchen is a financial advisor who has been in the industry for over 30 years. Dwayne currently works with Ameriprise Financial Services, LLC and is registered with the state of California. Dwayne offers a variety of financial services including financial planning, asset allocation services, and portfolio management. Dwayne has a strong track record of helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/28/2010 - Present
Ameriprise Financial Services, LLC (San Diego CA)
CA
09/12/2008 - 06/08/2010
WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)
CA
04/05/2004 - 11/02/2005
FIRST WALL STREET CORP. (LA JOLLA CA)
CA
02/22/2002 - 11/05/2002
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MD
03/07/2000 - 10/30/2000
MONUMENT DISTRIBUTORS, INC. (KENSINGTON MD)
CA
01/26/1998 - 03/03/2000
FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)
NY
06/19/1995 - 02/09/1998
SMITH BARNEY INC. (NEW YORK NY)
CA
08/12/1993 - 11/22/1993
TRINITY CAPITAL (SAN DIEGO CA)
VA
01/10/1991 - 08/01/1991
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
08/21/1989 - 12/20/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/26/1987 - 08/19/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/26/1983 - 06/02/1987
E. F. HUTTON & COMPANY INC
BC
Issued 09/29/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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