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Dwayne Keith Kitchen

Ameriprise Financial Services, LLC

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About Dwayne Keith Kitchen

Dwayne Kitchen is a financial advisor who has been in the industry for over 30 years. Dwayne currently works with Ameriprise Financial Services, LLC and is registered with the state of California. Dwayne offers a variety of financial services including financial planning, asset allocation services, and portfolio management. Dwayne has a strong track record of helping individuals and families achieve their financial goals.

Firm Information

Dwayne Kitchen is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dwayne Kitchen’s Registration & Firm History

CA

05/28/2010 - Present

Ameriprise Financial Services, LLC (San Diego CA)

CA

09/12/2008 - 06/08/2010

WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)

CA

04/05/2004 - 11/02/2005

FIRST WALL STREET CORP. (LA JOLLA CA)

CA

02/22/2002 - 11/05/2002

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

MD

03/07/2000 - 10/30/2000

MONUMENT DISTRIBUTORS, INC. (KENSINGTON MD)

CA

01/26/1998 - 03/03/2000

FIRST SECURITY VAN KASPER, INC. (SAN FRANCISCO CA)

NY

06/19/1995 - 02/09/1998

SMITH BARNEY INC. (NEW YORK NY)

CA

08/12/1993 - 11/22/1993

TRINITY CAPITAL (SAN DIEGO CA)

VA

01/10/1991 - 08/01/1991

GNA SECURITIES, INC. (GLEN ALLEN VA)

NY

08/21/1989 - 12/20/1990

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

05/26/1987 - 08/19/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NA

05/26/1983 - 06/02/1987

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BC

Issued 09/29/2008

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/13/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/1986

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dwayne Keith Kitchen. Review regulatory record here.
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