Unclaimed
Dwayne Howard Kappell is an active Registered Representative with Centaurus Financial, Inc., where he has been employed since August 2014. He is registered to conduct securities business in Florida, Illinois, Indiana, Kentucky, and North Carolina. Dwayne is a financial professional with over 30 years of experience in the industry. He is also the president of Kappell Insurance Services, a non-investment related business, where he provides insurance sales and service. Dwayne is committed to providing his clients with personalized financial guidance and tailored solutions to meet their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
07/26/2021 - Present
Centaurus Financial, Inc. (EVANSVILLE IN)
IN
01/05/2010 - 08/18/2014
MIDAMERICA FINANCIAL SERVICES, INC. (EVANSVILLE IN)
IN
12/13/2007 - 07/06/2009
METLIFE SECURITIES INC. (EVANSVILLE IN)
IN
01/03/2006 - 12/14/2007
USA FINANCIAL SECURITIES CORPORATION (EVANSVILLE IN)
MA
04/01/2004 - 01/13/2006
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
FL
03/10/2003 - 04/07/2004
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
10/25/1995 - 04/01/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/20/1991 - 09/29/1995
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 11/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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