Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Frederick Dean is a financial advisor with Charles Schwab & CO., Inc. Dwayne has been in the industry since 2002. Dwayne has been registered with Charles Schwab & CO., Inc. since January 26, 2022. Before that, Dwayne worked for TD AMERITRADE, INC. from December 2, 2011, to July 29, 2024. Dwayne also worked for WELLS FARGO ADVISORS, LLC from January 3, 2011, to November 7, 2011. In addition, Dwayne worked for WELLS FARGO INVESTMENTS, LLC from February 26, 2003, to January 3, 2011. Dwayne has licenses for Series 66, Series 10, Series 9, Series 7, and SIE. Dwayne is currently registered in 28 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MN
01/26/2022 - Present
Charles Schwab & CO., Inc. (St. Paul MN)
MN
12/02/2011 - 07/29/2024
TD AMERITRADE, INC. (St. Paul MN)
MN
01/03/2011 - 11/07/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
02/26/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
NY
12/04/2000 - 12/13/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 12/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/19/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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