Unclaimed
Dwayne Epplin is a financial advisor with Pruco Securities, LLC. Dwayne has been in the financial services industry since 2015. Dwayne has a Series 6, Series 63, and Series 65 license. Dwayne has a history of working at both Prudential Insurance Company of America and VALIC Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
IL
11/29/2021 - Present
Pruco Securities, LLC (Pinckneyville IL)
MO
12/01/2016 - 05/01/2018
VALIC FINANCIAL ADVISORS, INC. (ST. LOUIS MO)
IL
09/22/2015 - 01/22/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CARBONDALE IL)
IA
Issued 11/10/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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