Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne E Vick is a registered investment advisor representative. Dwayne has been in the industry since 2002 and has been with Hornor, Townsend & Kent, LLC since 2019. Prior to that, Dwayne worked at Park Avenue Securities LLC. Dwayne is registered in Alabama, Florida, Indiana, Oregon, Tennessee, and Texas. Dwayne holds the following licenses: Series 6, Series 7, Series 63, and Series 66. Dwayne's specialties include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
TN
12/18/2019 - Present
Hornor, Townsend & Kent, LLC (BRENTWOOD TN)
TN
10/30/2014 - 11/04/2019
PARK AVENUE SECURITIES LLC (BRENTWOOD TN)
TN
09/23/2010 - 06/10/2011
FIFTH THIRD SECURITIES, INC. (BRENTWOOD TN)
TN
09/25/2006 - 08/02/2010
PARK AVENUE SECURITIES LLC (BRENTWOOD TN)
TN
01/17/2002 - 09/06/2006
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NJ
12/08/2000 - 11/28/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
10/01/2000 - 12/08/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
01/12/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 11/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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