Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwayne? Claim Your ProfileDwayne Brydie is a financial advisor with Dinosaur Financial Group, LLC. Dwayne has been in the financial industry since July 30, 1998. Dwayne holds Series 7, Series 52, and Series 63 licenses. Dwayne also holds the Securities Industry Essentials (SIE) designation. Dwayne is registered with the state of New York. Dwayne has previously worked at Lebenthal & Co., LLC, Alexandra & James Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., and Lebenthal & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/12/2017 - Present
Dinosaur Financial Group, LLC (NEW YORK NY)
NY
02/05/2008 - 09/21/2017
LEBENTHAL & CO., LLC (NEW YORK NY)
NY
01/10/2007 - 03/04/2008
ALEXANDRA & JAMES CO. (NEW YORK NY)
NY
03/08/2006 - 05/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
06/07/2002 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
11/28/1997 - 06/07/2002
LEBENTHAL & CO., INC. (NEW YORK NY)
BC
Issued 07/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/26/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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