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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwane? Claim Your ProfileDwane Waterbury is an investment advisor representative with Edward Jones. Dwane has been in the industry since 2011. Dwane works with individual clients, businesses, retirement plans, and charitable organizations. Dwane provides financial planning services and manages investment portfolios. Dwane holds the Series 6, Series 7, Series 63 and Series 66 licenses. Dwane is registered with the state of Iowa and has offices in Waverly, Iowa. Dwane also works as a group fitness instructor. Dwane is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IA
01/15/2019 - Present
Edward Jones (WAVERLY IA)
AZ
05/02/2016 - 07/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
02/15/2008 - 08/31/2012
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BOTH
Issued 09/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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