Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwan? Claim Your ProfileDwan Thomas is a financial professional with over six years of experience in the industry. Dwan is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Dwan has held previous positions with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc.. Dwan has passed the Series 63, Series 7, Series 24, and SIE exams. Dwan is currently licensed to provide financial advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/12/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
02/22/2021 - 02/25/2022
TD AMERITRADE, INC. (Southlake TX)
TX
07/10/2018 - 02/22/2021
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
09/21/2017 - 07/11/2018
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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