Unclaimed
Dwain Owens is a financial advisor with over 30 years of experience in the financial services industry. Dwain is currently registered with Osaic Wealth, Inc. and is licensed to provide investment advice in Nebraska and Texas. Dwain's background includes experience with firms such as Securities America, Inc., Woodbury Financial Services, Inc., and Questar Capital Corporation. Dwain has earned several industry licenses including the Series 6, 7, 24, 63 and 65 exams. Dwain is also a registered investment advisor representative in Nebraska and a volunteer board member with the Columbus Family YMCA Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
06/14/2024 - Present
Osaic Wealth, Inc. (COLUMBUS NE)
NE
04/15/2019 - 06/14/2024
SECURITIES AMERICA, INC. (COLUMBUS NE)
NE
03/01/2019 - 04/17/2019
WOODBURY FINANCIAL SERVICES, INC. (COLUMBUS NE)
NE
03/26/2015 - 03/01/2019
QUESTAR CAPITAL CORPORATION (COLUMBUS NE)
NE
10/30/2009 - 02/19/2015
GIRARD SECURITIES, INC. (COLUMBUS NE)
NE
02/09/2001 - 11/05/2009
QA3 FINANCIAL CORP. (COLUMBUS NE)
OH
08/27/1996 - 02/08/2001
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
NE
08/12/1991 - 08/07/1996
FIRST LINCOLN INVESTMENTS, INC. (LINCOLN NE)
IA
Issued 01/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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