Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwain? Claim Your ProfileDwain Dungen is an investment advisor representative with Knights of Columbus Asset Advisors LLC, based in Columbus, TX. Dwain has been in the industry since 1990 and has a broad background in financial services, including experience with Lincoln Financial Securities Corporation and Jefferson Pilot Securities Corporation. Dwain specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CT
03/05/2024 - Present
Knights OF Columbus Asset Advisors LLC (NEW HAVEN CT)
TX
04/09/2019 - 03/30/2022
LINCOLN FINANCIAL SECURITIES CORPORATION (Columbus TX)
IN
04/14/2000 - 12/20/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
NJ
10/12/1998 - 05/16/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IN
02/18/1998 - 10/02/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
09/26/1996 - 04/28/1998
BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)
IN
09/24/1990 - 10/03/1996
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
IA
Issued 01/18/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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