Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dwain? Claim Your ProfileDwain Fred Dobbins is a registered representative and investment advisor representative with Wells Fargo Clearing Services, LLC. Dwain is based in Roseville, CA and has been in the financial services industry since 2019. Dwain has experience with Prudential Insurance Company of America, Lincoln Financial Securities Corporation, and Pruco Securities LLC. Dwain holds the Series 63, Series 66, and Series 7TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/08/2021 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
02/18/2021 - 05/05/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (FOLSOM CA)
CA
05/16/2019 - 02/19/2021
PRUCO SECURITIES, LLC. (ROSEVILLE CA)
BOTH
Issued 09/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/16/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dwain Dobbins is the right advisor for you? Invested Better is here to help.
