Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dusty? Claim Your ProfileDusty Phil Spainhower is a financial professional with over 5 years of experience in the industry. Dusty is currently registered with Fidelity Brokerage Services LLC in SALT LAKE CITY, UT. Previously, Dusty was registered with HORNOR, TOWNSEND & KENT, INC. in SALT LAKE CITY, UT and AXA ADVISORS, LLC in PROVO, UT. Dusty holds the Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
03/23/2016 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
10/16/2015 - 01/22/2016
HORNOR, TOWNSEND & KENT, INC. (SALT LAKE CITY UT)
UT
06/01/2015 - 08/20/2015
AXA ADVISORS, LLC (PROVO UT)
BOTH
Issued 07/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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