Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dusty? Claim Your ProfileDusty G. Kanute is an investment professional with over 20 years of experience in the financial services industry. Dusty has been registered with Raymond James Financial Services Advisors, Inc. and Raymond James & Associates, Inc. since February 2022. Previously, Dusty was registered with Wells Fargo Clearing Services, LLC for 17 years and Southtrust Securities, LLC for 4 years. Dusty holds multiple licenses and certifications including Series 7, 9, 10, 63, and 65. Dusty specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/28/2022 - Present
Raymond James & Associates, Inc. (Warrior AL)
AL
04/23/2005 - 02/17/2022
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM AL)
AL
05/30/2001 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
IA
Issued 09/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/03/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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