Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dusty? Claim Your ProfileDusty Sargent is a financial professional with over 17 years of experience in the industry. Dusty is currently registered with Charles Schwab & Co., Inc. in Texas and California. Prior to that, Dusty was associated with TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc. Dusty is a Series 7, 24, and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
09/09/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
02/01/2021 - 12/31/2023
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
08/24/2006 - 12/31/2023
TD AMERITRADE, INC. (Westlake TX)
TX
01/17/2013 - 05/18/2020
TD AMERITRADE CLEARING, INC. (Southlake TX)
BC
Issued 09/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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