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Dustin William Sheppard

Pimco Investments LLC

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About Dustin William Sheppard

Dustin Sheppard is a financial advisor with over 17 years of experience in the financial services industry. Dustin is currently registered with Pimco Investments LLC and has previously been employed by firms including Ashmore Investment Management (US) Corporation, UBS Financial Services Inc., ALPS Distributors, Inc., Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Dustin is a licensed securities professional and is Series 63, Series 66, Series 7 and Series 55 registered. Dustin has experience in the financial services industry dating back to August 25, 2006.

Firm Information

Dustin Sheppard is currently registered with Pimco Investments LLC. Pimco Investments LLC is a Limited Liability Company formed in 2010. The firm is registered to provide investment advisory services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dustin Sheppard’s Registration & Firm History

CA

12/06/2018 - Present

Pimco Investments LLC (NEWPORT BEACH CA)

NY

01/22/2016 - 12/04/2018

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION (NEW YORK NY)

CA

06/08/2011 - 01/15/2016

PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)

NJ

11/09/2009 - 06/08/2011

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

08/06/2008 - 08/05/2009

ALPS DISTRIBUTORS, INC. (NEW YORK NY)

NY

04/02/2007 - 03/13/2008

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NY

12/21/2005 - 04/02/2007

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 07/26/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dustin William Sheppard.
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