Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Waller is a financial advisor with Voya Financial Partners, LLC, a firm with an active broker-dealer scope and inactive Investment Advisor scope. Dustin has been in the financial services industry for 20 years, holding previous positions with John Hancock Distributors LLC, Enterprise Fund Distributors, Inc., and Wachovia Securities, Inc. Dustin is registered in Georgia and South Carolina. Dustin holds the following licenses: Series 6, Series 7, Series 63, and Series 65. Dustin has also passed the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/25/2017 - Present
Voya Financial Partners, LLC (WINDSOR CT)
MA
05/19/2004 - 11/11/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
GA
01/09/2002 - 03/31/2004
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
NC
05/04/1999 - 02/20/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 08/20/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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