Unclaimed
Dustin Tolman is a registered representative with Fidelity Brokerage Services LLC. Dustin has been in the securities industry since 2015 and is licensed in 53 states. Dustin's primary branch office is located in Salt Lake City, Utah. Dustin has passed the Series 63, Series 7, Series 9, and Series 10 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
03/02/2015 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 03/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/29/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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