Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Ma is a financial advisor with Cambridge Investment Research Advisors, Inc. Dustin has been working in the financial services industry since 2005. Dustin is registered as a broker-dealer and an investment advisor representative in multiple states. Dustin holds a Series 6, 7, 63, and 65 license and a Series SIE certification. Dustin has previous experience with Woodbury Financial Services, Inc. and has also owned and operated multiple businesses. Dustin has a focus on working with high net worth individuals, individuals other than high net worth individuals, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
02/09/2016 - Present
Cambridge Investment Research Advisors, Inc. (San Ramon CA)
CA
08/26/2005 - 12/04/2009
WOODBURY FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
IA
Issued 10/25/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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