Unclaimed
Dustin Spears is an active investment advisor representative and registered representative. Dustin has been in the financial services industry since 2010 and is currently registered with Pruco Securities, LLC. Dustin specializes in a number of areas, including investment advisory services, insurance, and retirement planning. Dustin holds several professional licenses, including the Series 6, 7, and 63 securities licenses, as well as the Series 65 investment advisor license. Dustin is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
KS
08/12/2019 - Present
Pruco Securities, LLC (OVERLAND PARK KS)
IA
Issued 02/10/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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