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Dustin Ray Hoffman

Empower Financial Services, Inc.

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About Dustin Ray Hoffman

Dustin Ray Hoffman is a financial professional with over 20 years of experience in the financial services industry. Dustin currently holds a Series 6, 7, and 26 license and is registered with Empower Financial Services, Inc. Dustin joined Empower Financial Services, Inc. on September 8, 2009. Before joining Empower, Dustin worked at OppenheimerFunds Distributor, Inc. from February 22, 2002 to September 9, 2009. Prior to this, Dustin was employed with SunAmerica Securities, Inc. from July 19, 2000 to August 31, 2000.

Firm Information

Dustin Hoffman is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dustin Hoffman’s Registration & Firm History

CO

10/12/2009 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

02/22/2002 - 09/09/2009

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

AZ

07/19/2000 - 08/31/2000

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 05/23/2011

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/05/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dustin Ray Hoffman.
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