Unclaimed
Dustin Ray Hoffman is a financial professional with over 20 years of experience in the financial services industry. Dustin currently holds a Series 6, 7, and 26 license and is registered with Empower Financial Services, Inc. Dustin joined Empower Financial Services, Inc. on September 8, 2009. Before joining Empower, Dustin worked at OppenheimerFunds Distributor, Inc. from February 22, 2002 to September 9, 2009. Prior to this, Dustin was employed with SunAmerica Securities, Inc. from July 19, 2000 to August 31, 2000.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
10/12/2009 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
02/22/2002 - 09/09/2009
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
AZ
07/19/2000 - 08/31/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 05/23/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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