Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Hays is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Dustin has been in the industry since April 26, 2022, and is registered in Alabama, Colorado, Connecticut, Florida, Georgia, Massachusetts, New Jersey, New York, Pennsylvania and Texas. Dustin is also registered as an investment advisor representative in Florida and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Dustin was employed by Oppenheimer & Co. Inc. from March 2022 to February 2023. Dustin has passed the Series 66, Series 7TO and SIE exams. Dustin specializes in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/06/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SARASOTA FL)
FL
03/21/2022 - 02/24/2023
OPPENHEIMER & CO. INC. (SARASOTA FL)
BOTH
Issued 05/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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