Unclaimed
Dustin Pugh is a financial advisor who has been in the industry since 2012. Dustin has been a registered representative of Principal Securities, Inc. since 2016 and has a Series 6, Series 63, and Series 65. Dustin has experience working with individuals, corporations, and other businesses. Dustin focuses on financial planning, pension consulting, and educational seminars. Dustin has a firm belief in providing clients with a personalized approach to their financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IN
07/08/2024 - Present
Principal Securities, Inc. (INDIANAPOLIS IN)
IN
12/20/2011 - 08/21/2015
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IA
Issued 08/22/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dustin Pugh is the right advisor for you? Invested Better is here to help.