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Dustin Gottfried Barrales

Fidelity Personal AND Workplace Advisors

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About Dustin Gottfried Barrales

Dustin Barrales is a financial advisor with Fidelity Personal and Workplace Advisors in Orland Park, IL. Dustin has been in the financial services industry since 2005 and has a broad range of experience. He has worked with several firms, including Cetera Financial Specialists LLC, Legend Equities Corporation, DEAWM Distributors, Inc. and John Hancock Distributors LLC. Dustin holds several licenses, including Series 7, Series 31, Series 55, Series 66, and Series 24. Dustin is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Dustin Barrales is currently registered with Fidelity Personal AND Workplace Advisors. Fidelity Personal and Workplace Advisors is a large investment advisory firm based in Boston, MA. The firm manages over $818 billion in assets for a wide range of clients, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. They offer a variety of investment services, including financial planning, portfolio management, and educational seminars. Fidelity Personal and Workplace Advisors is registered with the Securities and Exchange Commission (SEC) and has a strong track record of providing comprehensive and personalized investment advice.
Fidelity Personal AND Workplace Advisors

15105 S. LAGRANGE ROAD

ORLAND PARK, IL 60462

$818.78B

Assets Under Management

13,624

Total Clients

14,642

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dustin Barrales’s Registration & Firm History

IL

06/05/2020 - Present

Fidelity Personal AND Workplace Advisors (ORLAND PARK IL)

IL

03/02/2015 - 10/15/2019

CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)

IL

04/24/2015 - 01/22/2016

LEGEND EQUITIES CORPORATION (Schaumburg IL)

IL

08/01/2011 - 03/04/2015

DEAWM DISTRIBUTORS, INC. (CHICAGO IL)

IL

09/30/2009 - 07/25/2011

JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)

IL

04/23/2007 - 04/01/2009

THINKEQUITY LLC (CHICAGO IL)

IL

06/29/2004 - 08/29/2006

MORGAN STANLEY DW INC. (ORLAND PARK IL)

IL

05/21/2002 - 11/18/2002

DRIEHAUS SECURITIES CORPORATION (CHICAGO IL)

IL

08/15/2001 - 08/29/2001

DRIEHAUS SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 4/15/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/27/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/12/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/11/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 8/14/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dustin Gottfried Barrales.
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