Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Hicklin is a financial advisor with Northwestern Mutual Investment Services, LLC based in Boulder, Colorado. Dustin has been in the financial services industry since 2014 and holds Series 7, 9, and 66 licenses. Previously, Dustin was a financial advisor with CUNA Brokerage Services, Inc. and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
03/28/2022 - Present
Northwestern Mutual Investment Services, LLC (Boulder CO)
CO
07/06/2020 - 03/03/2022
CUNA BROKERAGE SERVICES, INC. (Westminster CO)
CO
07/22/2019 - 06/23/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
TX
05/09/2014 - 09/18/2017
CUNA BROKERAGE SERVICES, INC. (LIVE OAK TX)
BOTH
Issued 08/12/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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