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Dustin Michael Parks

Northwestern Mutual Investment Services, LLC

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About Dustin Michael Parks

Dustin Parks is a financial advisor with over 13 years of experience in the financial industry. Dustin has a Series 7, 9, 10 and 66 license and has been registered with Northwestern Mutual Investment Services, LLC since June 2016. Dustin also has a Series 63 license. Dustin is registered to provide investment advice in Arizona, California, Florida, Georgia, Indiana, Kentucky, Minnesota, North Carolina, Ohio, Texas and Virginia. Previously, Dustin was registered with Fidelity Brokerage Services LLC from February 2009 to May 2016. Dustin's experience includes investment research and referrals to other advisors.

Firm Information

Dustin Parks is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Dustin Parks’s Registration & Firm History

OH

06/01/2016 - Present

Northwestern Mutual Investment Services, LLC (CINCINNATI OH)

KY

02/12/2009 - 05/18/2016

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

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Licenses & Designations

BOTH

Issued 11/17/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/11/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/22/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dustin Michael Parks.
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