Unclaimed
Dustin Michael Gubin is a financial advisor with Thrivent Investment Management Inc. Dustin has over 8 years of experience in the financial industry. Dustin holds the Series 6, 7TO, 63, and 65 licenses. Dustin is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Wisconsin. Dustin is also registered as an Investment Advisor Representative in Texas and Wisconsin. Dustin specializes in financial planning, retirement planning, and investment management for individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
12/06/2021 - Present
Thrivent Investment Management Inc. (Appleton WI)
IA
Issued 11/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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