Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Michael Downs is a financial advisor who has been in the industry since September 17, 2006. He is currently registered with Bok Financial Securities, Inc. and holds the Series 63, SIE, and Series 7 licenses. Dustin specializes in portfolio management for businesses, individuals, and pooled investment vehicles. Previously, Dustin worked at PNC Capital Markets LLC, BMO Capital Markets Corp., Whitaker Securities LLC, E D & F Man Capital Markets Inc., Wunderlich Securities, Inc., Banc of Manhattan Capital, and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/01/2021 - Present
BOK Financial Securities, Inc. (Stamford CT)
NY
10/30/2020 - 04/06/2021
PNC CAPITAL MARKETS LLC (NEW YORK NY)
NY
11/22/2016 - 10/29/2020
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
NY
07/18/2016 - 11/07/2016
WHITAKER SECURITIES LLC (NEW YORK NY)
NY
05/29/2015 - 03/14/2016
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
03/05/2014 - 05/15/2015
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
NY
07/16/2013 - 03/19/2014
BANC OF MANHATTAN CAPITAL (NEW YORK NY)
NY
04/18/2006 - 08/09/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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