Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Michael Behan is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Dustin has been in the financial services industry since June 17, 2014. Dustin holds the Series 66, Series 7, Series 9 and Series 10 licenses. Dustin has worked at Stifel, Nicolaus & Company, Inc. since August 2016. Previously, Dustin was a financial advisor at PNC Investments and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/29/2016 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
06/16/2015 - 06/02/2016
PNC INVESTMENTS (MAPLEWOOD MO)
MO
03/27/2014 - 04/22/2015
EDWARD JONES (ST LOUIS MO)
MO
11/19/2013 - 01/15/2014
EDWARD JONES (ST LOUIS MO)
BOTH
Issued 02/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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