Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Beaver is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Dustin has been in the financial services industry for over a decade, holding licenses in multiple states. Dustin specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Dustin has prior experience with First Command Brokerage Services, Inc. and Robinhood Financial, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
10/28/2020 - 10/27/2022
ROBINHOOD FINANCIAL, LLC (Westlake TX)
TX
12/02/2014 - 10/07/2020
FIRST COMMAND BROKERAGE SERVICES, INC. (FORT WORTH TX)
TX
02/11/2008 - 10/06/2009
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
BOTH
Issued 12/30/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/22/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/17/2021
Series 4 - Registered Options Principal Examination
BC
Issued 12/15/2023
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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