Unclaimed
Dustin Joseph Zahn is a financial advisor with Wedbush Securities Inc. with over 7 years of experience in the financial industry. Dustin holds FINRA Series 3, 4, 7, 9, 10, 24, 52, 53, 57, and 99 licenses, as well as a Series 66 license. Dustin has previously worked at E*TRADE Securities LLC, MML Investors Services, LLC, MSI Financial Services, Inc., and Park Avenue Securities LLC. Dustin's expertise includes financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/28/2022 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
03/25/2019 - 04/06/2022
E*TRADE SECURITIES LLC (LOS ANGELES CA)
CA
03/25/2017 - 04/02/2019
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
07/01/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LOS ANGELES CA)
CA
12/22/2014 - 06/18/2015
PARK AVENUE SECURITIES LLC (LOS ANGELES CA)
BOTH
Issued 03/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/29/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2019
Series 4 - Registered Options Principal Examination
BC
Issued 05/31/2018
Series 24 - General Securities Principal Examination
BC
Issued 08/08/2024
Series 3 - National Commodity Futures Examination
BC
Issued 06/04/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/31/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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