Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Smith is a financial advisor with over 20 years of experience in the industry. Dustin is currently registered with Cambridge Investment Research Advisors, Inc. Dustin has a strong background in the financial services industry and is committed to providing personalized investment advice to help clients achieve their financial goals. Dustin has a Series 6, 7, 24, 63 and 65 licenses. In addition to his financial advisor role, Dustin is also an independent insurance agent for various insurance companies and a member of the Grinnell Kiwanis Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
02/03/2020 - Present
Cambridge Investment Research Advisors, Inc. (Grinnell IA)
IA
03/28/2008 - 02/13/2020
SECURITIES AMERICA, INC. (GRINNELL IA)
IA
03/23/2006 - 04/30/2008
1717 CAPITAL MANAGEMENT COMPANY (GRINNELL IA)
MN
07/01/2002 - 03/03/2006
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
06/19/2000 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IL
11/05/1999 - 05/19/2000
IAC SECURITIES, INC. (TINLEY PARK IL)
IL
08/28/1999 - 10/29/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
MN
06/30/1998 - 09/10/1999
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 05/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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