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Dustin Joseph Dornbusch

Wells Fargo Clearing Services, LLC

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About Dustin Joseph Dornbusch

Dustin Dornbusch is a financial advisor with Wells Fargo Clearing Services, LLC. Dustin has been in the financial services industry since October 2019. Dustin holds the Series 66 and Series 7TO securities licenses and the SIE. Dustin is registered with the following states: Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Iowa, Louisiana, Massachusetts, Minnesota, Missouri, Nevada, New Mexico, North Carolina, Oklahoma, Oregon, Tennessee, Texas, Washington, and Wisconsin. Dustin has experience working with individuals, corporations, charitable organizations, pension and profit-sharing plans, high net worth individuals, and insurance companies. Dustin specializes in investment management services, financial planning, and portfolio management for individuals. Dustin is also a trustee for his parents and has been working with them since November 2022.

Firm Information

Dustin Dornbusch is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dustin Dornbusch’s Registration & Firm History

TX

07/16/2021 - Present

Wells Fargo Clearing Services, LLC (VICTORIA TX)

IA

08/09/2019 - 05/07/2021

THRIVENT INVESTMENT MANAGEMENT INC. (SIOUX CITY IA)

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Licenses & Designations

BOTH

Issued 09/03/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/09/2019

Series 7TO - General Securities Representative Examination

BC

Issued 06/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dustin Joseph Dornbusch.
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