Unclaimed
Dustin Dornbusch is a financial advisor with Wells Fargo Clearing Services, LLC. Dustin has been in the financial services industry since October 2019. Dustin holds the Series 66 and Series 7TO securities licenses and the SIE. Dustin is registered with the following states: Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Iowa, Louisiana, Massachusetts, Minnesota, Missouri, Nevada, New Mexico, North Carolina, Oklahoma, Oregon, Tennessee, Texas, Washington, and Wisconsin. Dustin has experience working with individuals, corporations, charitable organizations, pension and profit-sharing plans, high net worth individuals, and insurance companies. Dustin specializes in investment management services, financial planning, and portfolio management for individuals. Dustin is also a trustee for his parents and has been working with them since November 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/16/2021 - Present
Wells Fargo Clearing Services, LLC (VICTORIA TX)
IA
08/09/2019 - 05/07/2021
THRIVENT INVESTMENT MANAGEMENT INC. (SIOUX CITY IA)
BOTH
Issued 09/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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