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Dustin Joel McCaughey

Fidelity Brokerage Services LLC

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About Dustin Joel McCaughey

Dustin McCaughey is a financial advisor with Fidelity Brokerage Services LLC. Dustin has a Series 7TO, Series 63, and SIE. Dustin is registered with the state securities regulators in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.

Firm Information

Dustin McCaughey is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dustin McCaughey’s Registration & Firm History

NC

02/06/2023 - Present

Fidelity Brokerage Services LLC (DURHAM NC)

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Licenses & Designations

BC

Issued 02/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/20/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Dustin Joel McCaughey. Review regulatory record here.
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