Unclaimed
Dustin Jeremy Schneider is a registered representative with Alps Distributors, Inc., based in Bernardsville, NJ. Dustin has been in the financial industry since 2003 and holds a variety of securities licenses including Series 7, Series 31, Series 26, and Series 63. Dustin has previously worked at NEUBERGER BERMAN BD LLC, HSBC SECURITIES (USA) INC., and BEAR, STEARNS & CO. INC. In addition to his current registration with Alps Distributors, Dustin is also registered in 13 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/20/2023 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
NY
07/16/2014 - 04/06/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
01/25/2007 - 07/11/2014
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
10/21/2003 - 02/02/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 05/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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