Unclaimed
Dustin Jay Dean is a financial advisor with over 14 years of experience in the industry. Dustin is registered with LPL Financial LLC and has a Series 7, Series 6, Series 52, Series 10, Series 9, Series 24, Series 53, and Series 63. Dustin holds the designation of Certified Financial Planner. Dustin has been registered with LPL Financial LLC since 2015 and previously worked with First Allied Securities, Inc. and FSC Securities Corporation. Dustin is active in the community and enjoys helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
08/30/2024 - Present
LPL Financial LLC (HARRISONBURG VA)
VA
05/08/2015 - 06/12/2015
FIRST ALLIED SECURITIES, INC. (Penn Laird VA)
VA
03/05/2013 - 05/12/2015
FSC SECURITIES CORPORATION (PENN LAIRD VA)
VA
08/27/2009 - 03/07/2013
SIGNATOR INVESTORS, INC. (HARRISONBURG VA)
IA
Issued 10/09/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/14/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2015
Series 52 - Municipal Securities Representative Examination
BC
Issued 01/27/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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