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Dustin Jay Avey

Piper Sandler & Co.

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About Dustin Jay Avey

Dustin Jay Avey is a financial professional with over 20 years of experience in the financial services industry. Dustin is currently registered with Piper Sandler & Co. in Leawood, KS. Prior to joining Piper Sandler & Co. Dustin was with Hutchinson, Shockey, Erley & Co. in Columbus, OH. Dustin holds multiple FINRA licenses including Series 50, 52, 53, 54 and 63. Dustin specializes in providing advisory services, including analytical reports, public finance consulting programs, and portfolio management for businesses.

Firm Information

Dustin Avey is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dustin Avey’s Registration & Firm History

KS

01/10/2007 - Present

Piper Sandler & Co. (LEAWOOD KS)

OH

05/09/2002 - 01/09/2007

HUTCHINSON, SHOCKEY, ERLEY & CO. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 06/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/01/2020

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2017

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 05/08/2002

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dustin Jay Avey.
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