Unclaimed
Dustin James Smith is a financial advisor with Wealth Enhancement Advisory Services, LLC. Dustin has been in the financial services industry since 2006. Dustin is registered with the state of Minnesota and Texas as an investment advisor representative, and is also registered with the state of Louisiana as an investment advisor representative. Dustin also holds the Series 65 and Series 66 licenses. Dustin is a Certified Financial Planner. Dustin specializes in providing financial planning and asset management services to individuals, corporations, and charitable organizations. Dustin is also a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
03/07/2013 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MN
09/28/2006 - 05/13/2011
THRIVENT INVESTMENT MANAGEMENT INC. (NORTH OAKS MN)
IA
Issued 07/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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