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Dustin J Kindl

Northwestern Mutual Investment Services, LLC

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About Dustin J Kindl

Dustin Kindl is a financial advisor at Northwestern Mutual Investment Services, LLC. Dustin has been in the industry since 2004. Dustin holds the Series 63 and Series 66 licenses, as well as the Series 7 and SIE exams. Dustin is registered to offer investment advice in 15 states, including Minnesota, Wisconsin, Illinois, and Texas. Dustin is a registered representative of Northwestern Mutual Investment Services, LLC and a registered investment advisor representative of Northwestern Mutual Wealth Management Company.

Firm Information

Dustin Kindl is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Dustin Kindl’s Registration & Firm History

MN

06/03/2010 - Present

Northwestern Mutual Investment Services, LLC (Golden Valley MN)

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Licenses & Designations

BOTH

Issued 06/02/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/23/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dustin J Kindl. Review regulatory record here.
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