Unclaimed
Dustin Hoffman Sturm is a financial advisor registered with Stonex Advisors Inc. Dustin has been in the industry since March 2012. Dustin is registered to provide investment advice in 12 states including Arizona, Connecticut, Florida, Georgia, Maryland, Michigan, Nevada, North Carolina, Ohio, Pennsylvania, and Virginia. Dustin also holds a Series 7, Series 63 and SIE licenses. Dustin has a Certified Financial Planner designation and a Chartered Financial Consultant designation. Dustin's experience includes previous roles with Nationwide Investment Services Corporation and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
08/18/2021 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
OH
07/05/2012 - 05/28/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (GRANDVIEW HEIGHTS OH)
OH
07/23/2010 - 11/24/2010
WADDELL & REED, INC. (DUBLIN OH)
BC
Issued 12/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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