Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Gottfried Barrales is a registered investment advisor representative with Fidelity Personal And Workplace Advisors. Dustin has been in the financial services industry for over 18 years. Dustin is registered in multiple states and has extensive experience in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Dustin has a Series 7, Series 31, Series 55, Series 66, and Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/05/2020 - Present
Fidelity Personal AND Workplace Advisors (ORLAND PARK IL)
IL
03/02/2015 - 10/15/2019
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
IL
04/24/2015 - 01/22/2016
LEGEND EQUITIES CORPORATION (Schaumburg IL)
IL
08/01/2011 - 03/04/2015
DEAWM DISTRIBUTORS, INC. (CHICAGO IL)
IL
09/30/2009 - 07/25/2011
JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)
IL
04/23/2007 - 04/01/2009
THINKEQUITY LLC (CHICAGO IL)
IL
06/29/2004 - 08/29/2006
MORGAN STANLEY DW INC. (ORLAND PARK IL)
IL
05/21/2002 - 11/18/2002
DRIEHAUS SECURITIES CORPORATION (CHICAGO IL)
IL
08/15/2001 - 08/29/2001
DRIEHAUS SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 04/15/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/11/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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