Unclaimed
Dustin Buck is a financial advisor with LPL Financial LLC and has been in the industry since 2004. Dustin is registered as a Broker-Dealer and an Investment Advisor in California, Illinois, Missouri, Nevada, Oregon, South Carolina, and Utah. Dustin has worked at Ameriprise Financial Services, Inc. and PFS Investments Inc. in the past. Dustin holds Series 7, 63, 65 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/17/2015 - Present
LPL Financial LLC (FAIR OAKS CA)
CA
12/02/2010 - 08/26/2015
AMERIPRISE FINANCIAL SERVICES, INC. (GOLD RIVER CA)
CA
05/18/2010 - 12/06/2010
PFS INVESTMENTS INC. (SACRAMENTO CA)
CA
09/09/2004 - 04/28/2008
EDWARD JONES (FAIR OAKS CA)
IA
Issued 02/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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