Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Eugene Pratt is a securities professional with over 10 years of experience in the financial services industry. Dustin is currently registered with DFA Securities LLC and is licensed in 49 states. Prior to joining DFA Securities LLC, Dustin worked at BARCLAYS CAPITAL INC. Dustin holds the Series 63, Series 7, Series 24 and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/07/2012 - Present
DFA Securities LLC (SANTA MONICA CA)
CA
09/09/2010 - 03/16/2012
BARCLAYS CAPITAL INC. (MENLO PARK CA)
BC
Issued 01/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/08/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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