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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Ellis is a financial advisor with Raymond James & Associates, Inc. Dustin has been in the financial industry for 10 years. Dustin is registered in 53 states and holds the Series 63, Series 66, Series 7, SIE and Series 99TO licenses. Dustin has a wide range of experience and knowledge in financial planning, portfolio management and investment advice. Dustin's expertise includes working with clients of all ages, helping them plan for retirement, college, and other financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/06/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
TN
09/26/2018 - 03/30/2020
CHARLES SCHWAB & CO., INC. (Germantown TN)
TN
05/27/2015 - 09/10/2018
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
FL
11/17/2014 - 05/21/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BOTH
Issued 10/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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