Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dustin? Claim Your ProfileDustin Harris is a financial professional registered with Finalis Securities LLC. Dustin has been in the financial industry since January 3, 2015, and holds a Series 63, Series 79, and the Securities Industry Essentials Examination. Dustin is licensed in Florida. Dustin was previously registered with OPPORTUNE PARTNERS LLC, B. RILEY FBR, INC., JEFFERIES LLC, and CIBC WORLD MARKETS CORP..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/29/2021 - Present
Finalis Securities LLC (New York NY)
TX
05/20/2019 - 08/27/2019
OPPORTUNE PARTNERS LLC (HOUSTON TX)
TX
09/18/2017 - 06/13/2018
B. RILEY FBR, INC. (HOUSTON TX)
TX
10/27/2016 - 07/28/2017
JEFFERIES LLC (HOUSTON TX)
TX
12/06/2011 - 09/23/2016
CIBC WORLD MARKETS CORP. (HOUSTON TX)
BC
Issued 04/23/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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